Securex Filings Announces Strategic Partnership
Securex Filings LLC (Securex), a leading provider of EDGAR, XBRL, and regulatory compliance solutions to the capital markets industry, announces its strategic partnership with iCrowdNewswire, a...
View ArticleReg. A Roundup
Publisher: Morrison Foerster Author: Anna Pinedo This week marks the three-month anniversary of the effective date of Regulation A. Of course, given this limited experience, it may be premature to...
View ArticleLaw firm removes references to SEC chief’s husband’s ties to audit regulator
Publisher: Marketwatch Author: Francine McKenna A move by the law firm Cravath, Swaine & Moore to excise references to uncommonly close regulatory ties follows a Bloomberg story that pointed to an...
View ArticleRarely enforced SEC rules do little to fight earnings manipulation
Publisher: Marketwatch Author: Francine McKenna In 2013, after the “London Whale” trading disaster that cost J.P. Morgan Chase more than $6 billion, the bank halved Chief Executive James Dimon’s 2012...
View ArticleDemocrats are fed up with the SEC’s weak financial crimefighting
Publisher: New Republic Author: David Dayen The progressive movement has declared war on the Securities and Exchange Commission (SEC) and its chair, Mary Jo White. An uncoordinated yet scathing series...
View ArticleSEC touts inflated numbers to look way tougher than it is
Publisher: The Intercept Author: David Dayen Faced with unrelenting criticism from financial reform groups for failing to enforce the securities laws, SEC Chair Mary Jo White has defended herself with...
View ArticleSupreme Court Denies Request to Hear Insider Trading Case
Publisher: The NY Times Authors: Matthew Goldstein and Adam Liptak The Supreme Court on Monday refused to review an appeals court decision that made it harder to prosecute insider trading and threatens...
View ArticleSEC’s ‘broken windows’ policing of Wall Street ‘deeply flawed’ or necessary?
Publisher: The Guardian Author: Suzanne McGee At times, Mary Jo White sounds almost like Wyatt Earp, or some other law enforcer from the Old West … only without the gun. “You have to be tough” has been...
View ArticleSEC’s New Court Powers Aren’t Going Away
Publisher: BloombergView Author: Noah Feldman Should the Securities and Exchange Commission be allowed to act as prosecutor, judge and jury in pursuing civil penalties against alleged violators of the...
View ArticleSecurex Launches Disclosure Newswire™ with iCrowdNewswire
Securex Launches Disclosure Newswire™ with iCrowdNewswire Next generation “SaaS” Securities and Exchange Commission (SEC) regulatory disclosure service iCrowdNewswire has launched an easy-to-use...
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